SI 2022-104A Securities (Registration, Licensing and Corporate Governance) (Amendment) Rules, 2022 (No. 4)

Gazetted 02-06-2022


IT is hereby notified that the Minister of Finance and Economic Development has, in terms of section 118(6) of the Securities and Exchange Act [Chapter 24:25], approved the following rules made by the Securities and Exchange Commission:—
1. These rules may be cited as the Securities (Registration, Licensing and Corporate Governance) (Amendment) Rules, 2022 (No. 4).
2. The Securities (Registration, Licensing and Corporate Governance) Rules, 2010, published in Statutory Instrument 100 of 2010 (hereinafter called “the principal rules”), is amended in section 32B (7) by the deletion of “subsection (1), (2), (3),(4), (5) or (6)” and the substitution of “subsection (1), (2), (3), (4) or (6)”.
3. The Second Schedule to the principal rules is amended in Part II (Levies) by the repeal of paragraph 1 and the substitution of the following—



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